Brian Baroni

Director of Recordkeeping Services

Brian is an innovative and diligent recordkeeping professional who has experience in all facets of the Recordkeeping, Administration, and Compliance for qualified Defined Contribution plans. Additionally, he holds three ASPPA designations: Qualified 401(k) Administrator (QKA), Qualified Pension Administrator (QPA) and Qualified Plan Financial Consultant (QPFC).

Brian has been in the Defined Contribution plan business for over 18 years, with the main focus of his work centered on recordkeeping services. He has always had a passion for business management and the financial sector, believing that quality and efficient work will allow any company to succeed, and thrive. Brian brings with him a tremendous work ethic and dedication to exceptional customer service that were largely shaped by being raised in a family that depended on the success of a small business.

Brian and his family--two beautiful girls and a wonderful wife-- have recently relocated to the central coast from the Sacramento area. Together they spend a great deal of time enjoying the best California has to offer, including a love of Lake Tahoe and the California Coast. They are looking forward to exploring and learning more about their new home.